Paper Reading AI Learner

Toward Alignment Scaling Laws: A Framework and First Preregistered Measurements

2026-10-06 15:29:07
Jeremy Canale

Abstract

Whether alignment gets easier or harder as models grow is often argued from isolated findings, as if alignment were one property. We treat it as a family of measurable scaling relations: for each risk category r, the alignment burden needed to hold a fixed safety target is modeled as B_r(N)=a_rN^alpha_r, with N a capability proxy; against a budget proportional to N, scaling helps if alpha_r<1, keeps pace if alpha_r~1, and accumulates alignment debt if alpha_r>1. We give three operationalizations of burden and distinguish observed, audited and true alignment. A toy model, in which corrections consume capability headroom, makes the consequences explicit. We prove that the largest exponent among corrected risks, not an average, sets the long-run regime; that above 1 any policy holding headroom above a floor must grow super-exponentially; that, for burdens that are positive mixtures of power laws, fits on small models underestimate large-scale exponents; and that an audit that uncovers hidden failures without false positives never underestimates true alignment. We propose a pre-registrable protocol and apply reduced versions of it twice. A preregistered reanalysis of public adversarial-training data for Pythia classifiers finds that the compute needed to bring attack success under 10% grows as N^0.60. A preregistered pilot on Qwen2.5 0.5B-72B finds exponents of -0.05 for truthfulness and 0.48 for stated dispositions (both scaling helps under its reduced rule, though local slopes approach 1 at the top; replicated on Qwen3 0.6B-14B), while sycophancy (0.89, or 0.83 with two seeds added at 72B) and a planted backdoor are undetermined: the backdoor is removed quickly when its trigger is known but survives blind safety training at four of five sizes. We release four browser games that play these laws (this http URL). We make no claim about which regime holds for current frontier models.

Abstract (translated)

URL

https://arxiv.org/abs/2610.08540

PDF

https://arxiv.org/pdf/2610.08540.pdf


Tags
3D Action Action_Localization Action_Recognition Activity Adversarial Agent Attention Autonomous Bert Boundary_Detection Caption Chat Classification CNN Compressive_Sensing Contour Contrastive_Learning Deep_Learning Denoising Detection Dialog Diffusion Drone Dynamic_Memory_Network Edge_Detection Embedding Embodied Emotion Enhancement Face Face_Detection Face_Recognition Facial_Landmark Few-Shot Gait_Recognition GAN Gaze_Estimation Gesture Gradient_Descent Handwriting Human_Parsing Image_Caption Image_Classification Image_Compression Image_Enhancement Image_Generation Image_Matting Image_Retrieval Inference Inpainting Intelligent_Chip Knowledge Knowledge_Graph Language_Model LLM Matching Medical Memory_Networks Multi_Modal Multi_Task NAS NMT Object_Detection Object_Tracking OCR Ontology Optical_Character Optical_Flow Optimization Person_Re-identification Point_Cloud Portrait_Generation Pose Pose_Estimation Prediction QA Quantitative Quantitative_Finance Quantization Re-identification Recognition Recommendation Reconstruction Regularization Reinforcement_Learning Relation Relation_Extraction Represenation Represenation_Learning Restoration Review RNN Robot Salient Scene_Classification Scene_Generation Scene_Parsing Scene_Text Segmentation Self-Supervised Semantic_Instance_Segmentation Semantic_Segmentation Semi_Global Semi_Supervised Sence_graph Sentiment Sentiment_Classification Sketch SLAM Sparse Speech Speech_Recognition Style_Transfer Summarization Super_Resolution Surveillance Survey Text_Classification Text_Generation Time_Series Tracking Transfer_Learning Transformer Unsupervised Video_Caption Video_Classification Video_Indexing Video_Prediction Video_Retrieval Visual_Relation VQA Weakly_Supervised Zero-Shot